Broker check

Is Daiwa Securities safe?

Name: Daiwa Securities verdict: Caution
Item: Daiwa Securities
Rating: 88
Author: verify.trading

Daiwa Securities is a broker licensed by JFSA (verified on the register). Our global rating is Caution, 88 out of 100. Below: why it scores this way, what each regulator means for client protection, and how to verify.

Caution

88 / 100

Showing results for Global

Global rating: 88 Caution · evidence 93/100

Licences verified: JFSA
Global score: 88 / 100
Evidence: 93 / 100
Last checked: 30 Oct 2026

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Why this score

Global rating 88 out of 100, Caution. Last checked 30 Oct 2026.

Reason: Scores well but retail clients are not confirmed to be served by the licensed entity
Regulation: 30 / 40
Client protection: 20 / 20
Regulatory conduct: 25 / 25
Track record: Not yet checked
Transparency: 4 / 5
Evidence confidence: 93 / 100

Pillars marked “Not yet checked” are left out of the score rather than counted as zero; they lower evidence confidence instead. Nothing commercial affects a score, verdict or ranking.

What the verdict means

Daiwa Securities is rated "Caution" globally. Verdicts come from a fixed, rule-based method applied identically to every firm.

Verified
Score 75+, research complete, and an active tier 1 or 2 licence held by the entity serving retail clients.
CautionThis record
Active, with enough evidence to score, but short of Verified. Read the reason before you deposit.
High risk
Verified adverse evidence only: a regulator warning, or a licence revoked or suspended in the last 2 years.
Insufficient data
Not enough verified evidence yet to rate. Not a judgement either way.
Under review
Our researchers are re-checking this record. No score is shown until they finish.
Not active
Inactive, redirected or merged. No score is shown.

See the methodology for how scores are built.

Who regulates Daiwa Securities

Active licences verified on the regulator's register in our latest research:

Japan Financial Services Agency

(JFSA)

Japan

Major onshore regulatorJFSA website

How to verify this yourself

Take a few minutes to check official registers directly:

01
Open the JFSA website at www.fsa.go.jp.
02
Search for the operator's name or registration number.
03
Check that the licensed legal entity matches Daiwa Securities's account terms and that status is current.
04
Check permissions cover the instruments you plan to trade.

Open the JFSA website

Alternatives to Daiwa Securities

Comparable brokers with an equal or higher score:

Mitsubishi UFJ eSmart Securities

JFSA

Verified

93 / 100

Matsui Securities

JFSA

Caution

88 / 100

The record

Public verification fields held for this entity:

Global verdict: Caution
Global score: 88 / 100
Licences verified: JFSA 関東財務局長
FCA warning: None recorded
Last checked: 30 Oct 2026

Check the regulator's register before depositing. We take no affiliate commissions from brokers, prop firms or educators, and rated entities cannot be our affiliates. Verdicts are computed from regulator records and are not for sale.

verify.trading provides records and analysis, not investment advice; trading involves significant risk of loss. Absence of a regulatory action is not an endorsement, and absence from a regulator's list is not proof of authorisation.

Daiwa Securities: questions answered

Is Daiwa Securities regulated?

Our record lists Daiwa Securities as regulated by JFSA (Japan). Confirm each licence on the regulator's own register, because a listing here is a pointer and not proof.

Is Daiwa Securities FCA regulated?

Our record does not show Daiwa Securities on the FCA register. Check register.fca.org.uk directly if you need to be sure.